Questionnaire
Name:___________________________
Address:
(Street) ___________________________
(City)____________________________
(State/Province)______________________
(Country)___________________________
(Zip Code)__________________________
Social Security/Taxpayer ID Number:________________________________
Telephone (include country code and city code, if applicable):
(Home) (_____)_______________________
(Day Time) (_____)_______________________
Email Address: ________________________________
If you invested in any of the entities listed below, or received any payments,
including commission payments, through a trust, alternate name or other entity,
please provide the name of the trust, alternate name or entity ___________________________________.
Have you hired an attorney to represent you for the purpose of attempting to
recover funds you invested? ____________.
If yes, please provide the name, address and phone number of the attorney:
(Name) __________________________________
(Address) __________________________________
__________________________________
__________________________________
(Phone) __________________________________
Please provide the information requested regarding the various investment schemes
or bank accounts:
I. Vista
A. Funds Invested As to each investment you made please provide the following
information:
Amount invested $________________
Date of each investment _________________
Method of Payment (check, money order, wire transfer, deduction from commissions,
etc.)________________
B. Funds Returned to You (attach additional pages if necessary)
List all funds returned to you either as rollover payments; profit payments
or return of principal: $_____________________
Dates of each return ______________________
C. Commission Payments (attach additional pages if necessary)
Amount of Commission Payments You Received $_____________________
Date of Payments _______________________
II. Oakleaf
A. Funds Invested As to each investment you made please provide the following
information:
Amount invested $_______________________
Date of each investment _______________________
Method of Payment (check, money order, wire transfer, deduction from commissions,
etc.) ________________________
B. Funds Returned to You (attach additional pages if necessary)
List all funds returned to you either as rollover payments; profit payments
or return of principal: $_____________________
Dates of each return ______________________
C. Commission Payments (attach additional pages if necessary)
Amount of Commission Payments You Received $_____________________
Date of Payments _______________________
III. Rosewood
A. Funds Invested As to each investment you made, please provide the following:
Amount invested $_______________________
Date of each investment _______________________
Method of Payment (check, money order, wire transfer, deduction from commissions,
etc.)________________________
B. Funds Returned to You (attach additional pages if necessary)
List all funds returned to you either as rollover payments; profit payments
or return of principal: $_____________________
Dates of each return ______________________
C. Commission Payments (attach additional pages if necessary)
Amount of Commission Payments You Received $_____________________
Date of Payments _______________________
IV. Dexia
A. Funds Invested Amount invested $_______________________
Date of investment _______________________
Method of Payment (check, money order, wire transfer, deduction from commissions,
etc.)________________________
B. Funds Returned to You (attach additional pages if necessary)
List all funds returned to you either as rollover payments; profit payments
or return of principal: $_____________________
Dates of each return ______________________
C. Rosewood Rollover
Did you rollover any portion of your Dexia investment into Rosewood? ____
Amount of funds rolled over into Rosewood $________
Date of rollover ____________
V. Sandpiper
A. Funds Invested
Amount invested $_______________________
Date of investment _______________________
Method of Payment (check, money order, wire transfer, deduction from commissions,
etc.) ________________________
B. Funds Returned to You (attach additional pages if necessary)
List all funds returned to you either as rollover payments; profit payments
or return of principal: $_____________________
Dates of each return ______________________
VI. The Bridge Fund
A. Funds Invested Amount invested $_______________________
Date of investment _______________________
Method of Payment (check, money order, wire transfer, deduction from commissions,
etc.)________________________
B. Funds Returned to You (attach additional pages if necessary)
List all funds returned to you either as rollover payments; profit payments
or return of principal: $_____________________
Dates of each return ______________________
VII. Porter and Chase
A. Funds Invested Amount invested $_______________________
Date of investment _______________________
Method of Payment (check, money order, wire transfer, deduction from commissions,
etc.)________________________
B. Funds Returned to You (attach additional pages if necessary)
List all funds returned to you either as rollover payments; profit payments
or return of principal: $_____________________
Dates of each return ______________________
VIII. Millenium
A. Funds Invested Amount invested $_______________________
Date of investment _______________________
Method of Payment ________________________
B. Funds Returned to You (attach additional pages if necessary)
List all funds returned to you either as rollover payments; profit payments
or return of principal $_____________________
Dates of each return ______________________
IX. Private International Development Banc (PIDB) If you opened an account at
PIDB, please provide the following information:
Date Account opened _______________________
Account name ____________________________
Account number ___________________________
Total funds deposited into account ____________________
Total funds withdrawn from account ___________________
Current balance in account ____________________________
Please provide copies of all account opening documents and all account statements
with this form.
X. Documentation
Have you already provided documentation to the United States Attorney's Office
supporting funds invested and received by you? _______________
Have you submitted a completed questionnaire to the United States Attorney's
Office regarding these investments? _____________
Please provide the following documents with this form
A. Copies of your payment(s) made by you (front and back of the cancelled checks,
copies or wire transfer confirmations from banks, copies of bank statements
with wire transfer details, etc.)
B. Copies of payments received by you (checks, wire transfer, bank statements
reflecting deposits)
C. Copies of all contracts or agreements relating to your investments.
D. Copies of all certificates reflecting your investments.
XI. Certification I hereby declare under penalty of perjury under the laws of
the United States of America that the foregoing information is true and correct.
Dated: ____________________________
Place (County, State and Country): __________________
(Signature) ____________________________________
(Print name) ____________________________________